Through our partners we also offer financial advisory and merchant banking services to fulfill all our clients' capital market needs.

We provide liquidity to Affiliates of Publicly traded companies.  

Restricted Stock Loan Program

(For restricted stock shares must trade for at least $10.00 a share) 

The restricted stock loan program enables employees and /or retirees who have restricted stock Class “A” shares or class “B” shares, to obtain cost-effective financing using the value of their 144 stock as collateral.

The growth in equity market capitalization and stock-for-stock mergers has created unprecedented wealth in the U.S. and abroad in the form of concentrated stock holdings.  In addition, many corporations compensate their executives with restricted stock and stock options, and many merger and acquisition transactions are effected through stock swaps.  Market volatility remind us of the risk and rewards that accompany equity market exposure.  Finding ways to reduce risk, generate liquidity and diversify exposure while appropriately deferring the recongnition of taxable capital gains has become a significant challenge for individual investors with concentrated, low cost basis or restricted stock positions. 

Many affluent individuals think that the choices for achieving their risk management goals are limited.  However, Global Capital Partners combines today's investment strategies with an understanding of individual investors' needs to deliver risk management solutions for concentrated stock positions.  We view concentrated stock management within the context of your personable and financial goals.  We want to help you optimize your goals and integrate them with every aspect of your financial life.  Because your money works harder when it works together.

 What are the benefits of the 144 loan program?

                                                                            Typical loan uses include:                                                                             

 Portfolio diversification

                                                                                                                                                                                                 Taxes                                                                                                       

                                                                                                   Vacation home purchase                                               
Debt consolidation

         Private company investment

         Luxury purchases and college education 

Take advantage of competitive loan terms and features:

(1)    Revolving line of credit or term loan available

(2)    Easy access to fund via convenience check or Federal wire Transfer  Funds transfer service (FTS) .  Automated Clearing House (ACH) transactions are also available for non-purpose loans.

Flexible repayment terms

Fixed or variable rates

Global Capital Partners offers a competitive interest rate based on the London Interbank Offered Rate (LIBOR) plus a spread. Fixed terms of up to 5 years are available.

The variable spread is based on the total outstanding loan balance

 Spread over Libor

Outstanding loan amount                                       

Less than 500,000.00                              1.25%

500,000 up to 1,000,000            1.00%

1,000,000 or more                      0.65%

The minimum loan size is One hundred thousand

 Loan to value: 50% 

 Select from a number of collateral options:

Single-security positions,:

Ability to lend against class “A”   or class “B” shares

Diversified portfolio  positions:

Equities/fixed- income securities and U.S.  government treasures

Professional Managed accounts

Senior executives are defined by the SEC as "insiders," along with officers, directors or key employees of the corporation, a person owning 10 percent of the company's stock, or anyone with inside, or non-public, information. SEC Rule 144 restricts the sale of securities held by company insiders, stating that securities must be held for at least one year from the date of purchase. Thereafter, during any three-month period, the following amounts may be sold: